Investors who wish to invest are required to submit a subscription form. The form also includes important information about practices and costs associated with transactions in the funds.
Financial institutions are required by the authorities to undertake customer due diligence of all new clients. The purpose is to prevent and detect money laundering and financing of terrorism.
Annex I - companies acting as Nominee
Companies acting as nominee (intermediary) must include a signed copy of 'Annex I' with the initial subscription form.
Financial information and information about management and control.
Information about risk
Information to clients regarding the characteristics of, and risks associated with, financial instruments.
Non-complex financial instruments
Information to clients regarding the characteristics of, and risks associated with; financial instruments (shares, share-related instruments, bonds and mutual funds).
Complex financial instruments
Information to clients concerning the properties and special risks relating to trading in options, forward/future contracts and other derivative instruments.